1.3 RBC Clearing & Custody 2025 4 2026-01-29T16:41:11Z 2025 10 100.00 94.21 0.34 1.73 3.72 Jane Street Capital 20.13 20.45 13.19 8.65 17.92 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. CITADEL SECURITIES LLC 16.79 16.47 20.69 29.32 18.83 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. Virtu Americas, LLC 15.25 15.00 17.56 23.53 17.66 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. G1 Execution Services, LLC 11.60 11.45 16.41 17.17 12.40 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. UBS Securities, LLC 10.48 10.47 10.72 10.80 10.53 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. Hudson River Trading (HRT) 10.25 10.42 8.82 4.16 9.05 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. Two Sigma Securities, LLC 9.34 9.50 5.52 3.26 8.44 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. StoneX Financial, Inc. 6.16 6.25 7.09 3.12 5.16 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. 100.00 91.51 2.30 3.77 2.41 CITADEL SECURITIES LLC 19.22 18.86 20.92 25.11 22.06 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. Jane Street Capital 17.58 18.02 14.47 11.10 13.74 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. Virtu Americas, LLC 14.84 14.50 16.75 19.76 18.22 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. Hudson River Trading (HRT) 11.51 11.77 10.22 7.69 8.74 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. G1 Execution Services, LLC 10.87 10.62 12.02 14.46 13.58 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. Two Sigma Securities, LLC 10.17 10.37 9.49 6.91 8.16 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. UBS Securities, LLC 8.48 8.48 6.69 8.59 10.06 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. StoneX Financial, Inc. 7.34 7.38 9.45 6.39 5.43 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. 100.00 20.67 6.94 46.49 25.90 Wolverine Execution Services, LLC 65.37 49.24 42.38 57.65 98.26 17356.48 32.0816 16905.55 21.9330 37644.96 37.6789 21554.51 20.9656 RBC receives payments from option market centers in return for routing exchange-listed equity and index options orders to those centers when the rebates and credits RBC receives from those centers are in excess of the fees that those centers charge RBC for such orders. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders For penny stock options orders remuneration is paid at a rate of no more than $0.25 per contract. For non-penny stock options orders remuneration is paid at a rate of no more than $0.70 per contract. CITADEL SECURITIES LLC 34.35 50.76 57.41 42.21 0.98 6478.80 13.6681 17352.45 24.4133 27279.65 40.9088 410.60 34.3024 RBC receives payments from option market centers in return for routing exchange-listed equity and index options orders to those centers when the rebates and credits RBC receives from those centers are in excess of the fees that those centers charge RBC for such orders. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders For penny stock options orders without price improvement remuneration is paid at a rate of no more than $0.25 per contract. For non-penny stock options orders without price improvement remuneration is paid at a rate of no more than $0.70 per contract. Dash/IMC Financial Markets 0.28 0.00 0.22 0.14 0.76 0.00 0.0000 0.00 0.0000 0.00 0.0000 1330.00 9.3392 RBC receives payments from option market centers in return for routing exchange-listed equity and index options orders to those centers when the rebates and credits RBC receives from those centers are in excess of the fees that those centers charge RBC for such orders. RBC Wealth is a brokerage client of Dash Financial Technologies; while Dash Financial does maintain a relationship with IMC, that relationship is not pertinent to the execution agreement between RBC Wealth and Dash. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders For penny stock options orders without price improvement remuneration is paid at a rate of no more than $0.25 per contract. For non-penny stock options orders without price improvement remuneration is paid at a rate of no more than $0.70 per contract. 2025 11 100.00 94.97 0.30 1.54 3.19 Jane Street Capital 19.02 19.27 16.26 8.33 16.92 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. CITADEL SECURITIES LLC 17.84 17.60 19.23 28.36 19.73 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. Virtu Americas, LLC 15.32 15.08 18.92 24.74 17.50 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. G1 Execution Services, LLC 11.35 11.22 14.35 16.88 12.38 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. UBS Securities, LLC 10.48 10.48 11.90 10.38 10.52 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. Hudson River Trading (HRT) 10.35 10.49 7.01 4.37 9.13 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. Two Sigma Securities, LLC 9.48 9.62 4.89 3.15 8.61 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. StoneX Financial, Inc. 6.17 6.24 7.44 3.80 5.22 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. 100.00 93.15 1.77 2.99 2.09 CITADEL SECURITIES LLC 19.87 19.67 20.56 24.51 21.67 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. Jane Street Capital 16.96 17.24 14.18 11.37 14.79 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. Hudson River Trading (HRT) 14.07 14.32 11.89 8.70 12.43 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. Virtu Americas, LLC 12.33 12.03 15.30 18.46 14.04 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. G1 Execution Services, LLC 10.52 10.39 10.56 13.63 12.19 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. Two Sigma Securities, LLC 10.34 10.44 10.96 7.38 9.36 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. UBS Securities, LLC 8.58 8.60 6.66 8.58 9.48 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. StoneX Financial, Inc. 7.32 7.30 9.90 7.37 6.05 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. 100.00 22.01 4.61 42.23 31.15 Wolverine Execution Services, LLC 69.34 53.25 44.67 58.86 98.58 13705.78 30.0059 11500.56 12.6598 37663.21 32.5412 25425.50 26.6213 RBC receives payments from option market centers in return for routing exchange-listed equity and index options orders to those centers when the rebates and credits RBC receives from those centers are in excess of the fees that those centers charge RBC for such orders. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders For penny stock options orders remuneration is paid at a rate of no more than $0.25 per contract. For non-penny stock options orders remuneration is paid at a rate of no more than $0.70 per contract. CITADEL SECURITIES LLC 29.87 46.75 54.60 40.00 0.56 4407.55 14.9302 7571.90 22.9744 20341.85 38.3628 251.00 34.1962 RBC receives payments from option market centers in return for routing exchange-listed equity and index options orders to those centers when the rebates and credits RBC receives from those centers are in excess of the fees that those centers charge RBC for such orders. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders For penny stock options orders without price improvement remuneration is paid at a rate of no more than $0.25 per contract. For non-penny stock options orders without price improvement remuneration is paid at a rate of no more than $0.70 per contract. Dash/IMC Financial Markets 0.78 0.00 0.73 1.14 0.86 0.00 0.0000 0.00 0.0000 0.00 0.0000 1916.25 5.4526 RBC receives payments from option market centers in return for routing exchange-listed equity and index options orders to those centers when the rebates and credits RBC receives from those centers are in excess of the fees that those centers charge RBC for such orders. RBC Wealth is a brokerage client of Dash Financial Technologies; while Dash Financial does maintain a relationship with IMC, that relationship is not pertinent to the execution agreement between RBC Wealth and Dash. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders For penny stock options orders without price improvement remuneration is paid at a rate of no more than $0.25 per contract. For non-penny stock options orders without price improvement remuneration is paid at a rate of no more than $0.70 per contract. 2025 12 100.00 94.77 0.37 1.58 3.28 CITADEL SECURITIES LLC 21.10 20.90 21.99 30.57 22.35 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. Jane Street Capital 15.83 16.06 12.74 6.55 14.14 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. Virtu Americas, LLC 15.19 14.99 18.12 22.97 16.87 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. G1 Execution Services, LLC 11.66 11.52 15.74 17.99 12.11 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. UBS Securities, LLC 10.47 10.47 9.73 10.56 10.72 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. Hudson River Trading (HRT) 10.18 10.30 7.75 4.96 9.63 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. Two Sigma Securities, LLC 9.19 9.32 5.78 2.87 8.95 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. StoneX Financial, Inc. 6.37 6.45 8.15 3.51 5.23 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. 100.00 92.90 1.93 3.16 2.01 Jane Street Capital 18.77 19.20 13.77 12.05 14.64 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. CITADEL SECURITIES LLC 18.18 17.78 20.96 25.40 22.43 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. Hudson River Trading (HRT) 13.65 13.91 11.84 8.93 10.86 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. Virtu Americas, LLC 12.49 12.17 15.65 17.92 15.82 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. G1 Execution Services, LLC 10.75 10.61 11.21 13.19 12.82 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. Two Sigma Securities, LLC 10.22 10.40 9.78 6.78 7.81 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. UBS Securities, LLC 8.58 8.54 7.37 9.15 10.42 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. StoneX Financial, Inc. 7.35 7.38 9.42 6.57 5.20 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 RBC Capital Markets LLC, does not receive compensation, rebates nor pay transaction fees for the routing of its equity order flow. RBC Capital Markets LLC does not receive incentives for equaling or exceeding an agreed upon volume threshold; RBC Capital Markets LLC is not penalized for failing to meet an agreed upon minimum order flow threshold; nor does RBC Capital Markets LLC have agreements regarding minimum amount of order flow. 100.00 18.50 5.15 42.27 34.08 Wolverine Execution Services, LLC 69.63 47.63 48.43 59.30 97.59 13441.85 32.5989 19086.50 33.1720 28345.10 37.1203 17892.57 23.4306 RBC receives payments from option market centers in return for routing exchange-listed equity and index options orders to those centers when the rebates and credits RBC receives from those centers are in excess of the fees that those centers charge RBC for such orders. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders For penny stock options orders remuneration is paid at a rate of no more than $0.25 per contract. For non-penny stock options orders remuneration is paid at a rate of no more than $0.70 per contract. CITADEL SECURITIES LLC 29.78 52.37 50.94 40.18 1.43 4363.55 13.2635 13297.85 25.5915 21460.00 38.9622 404.00 25.6671 RBC receives payments from option market centers in return for routing exchange-listed equity and index options orders to those centers when the rebates and credits RBC receives from those centers are in excess of the fees that those centers charge RBC for such orders. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders For penny stock options orders without price improvement remuneration is paid at a rate of no more than $0.25 per contract. For non-penny stock options orders without price improvement remuneration is paid at a rate of no more than $0.70 per contract. Dash/IMC Financial Markets 0.59 0.00 0.63 0.52 0.98 0.00 0.0000 0.00 0.0000 0.00 0.0000 1333.10 5.4593 RBC receives payments from option market centers in return for routing exchange-listed equity and index options orders to those centers when the rebates and credits RBC receives from those centers are in excess of the fees that those centers charge RBC for such orders. RBC Wealth is a brokerage client of Dash Financial Technologies; while Dash Financial does maintain a relationship with IMC, that relationship is not pertinent to the execution agreement between RBC Wealth and Dash. The Firm and this venue do not have any arrangements: A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds; B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds; C. for volume-based tiered payment schedules; or D. for minimum amount of orders For penny stock options orders without price improvement remuneration is paid at a rate of no more than $0.25 per contract. For non-penny stock options orders without price improvement remuneration is paid at a rate of no more than $0.70 per contract.